-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IRftFzVdUOpbIlgungc9Mds+crTXriITLbnJbZV4m9iHM7el74VW3wFS42Nojlud n5krmlIEaW5KFVEDL+mo5g== 0000919574-97-000489.txt : 19970512 0000919574-97-000489.hdr.sgml : 19970512 ACCESSION NUMBER: 0000919574-97-000489 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970509 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: T F PURIFINER INC CENTRAL INDEX KEY: 0001019787 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 141708544 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-50877 FILM NUMBER: 97599649 BUSINESS ADDRESS: STREET 1: 3036 HIGH RIDGE ROAD SUITE 100 CITY: BOYTON BEACH STATE: FL ZIP: 33426 BUSINESS PHONE: 4075479499 MAIL ADDRESS: STREET 1: 3036 HIGH RIDGE ROAD SUITE 100 CITY: BOYTON BEACH STATE: FL ZIP: 33426 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: STOBER HARVEY CENTRAL INDEX KEY: 0001037065 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 104584329 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 1160 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 2127940769 MAIL ADDRESS: STREET 1: 1160 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 SC 13D 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Name of Issuer: TF Purifiner, Inc. Title of Class of Securities: Common Stock CUSIP Number: 872405998 (Name, Address and Telephone Number of Person Authorized To Receive Notices and Communications) Harvey Stober 1160 Third Avenue New York, New York 10021 (Date of Event which Requires Filing of this Statement) December 20, 1996 If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following line if a fee is being paid with this statement . (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of class. See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). -2- CUSIP No. 872405998 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Harvey Stober 2. Check the appropriate box if a member of a group a. b. X 3. SEC Use Only 4. SOURCE OF FUNDS WC, PF 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) of 2(e) 6. Citizenship or Place of Organization U.S. 7. Sole Voting Power 275,000 (including warrants to purchase 75,000 shares of Common Stock) 8. Shared Voting Power 9. Sole Dispositive Power 275,000 (including warrants to purchase 75,000 shares of Common Stock) -3- 10. Shared Dispositive Power 11. Aggregate Amount Beneficially Owned by Each Reporting Person 275,000 (including Warrants to purchase 75,000 shares) 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* 13. Percent of Class Represented by Amount in Row (11) 5.2% 14. Type of Reporting Person* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. -4- Item 1. SECURITY AND ISSUER This statement relates to shares of common stock (the "Common Stock") of TF Purifiner, Inc. (the "Company"). The Company's principal executive office is located at 3020 High Ridge Road, Suite 100, Boynton Beach, Florida 33426-8701. Item 2. IDENTITY AND BACKGROUND This statement is being filed on behalf of Mr. Harvey Stober. Mr. Stober is the sole general partner of Greystone Partners, L.P., which is an investment limited partnership (the "Partnership") over which he has investment discretion. Mr. Stober's business address is 1160 Third Avenue, New York, New York 10021. Mr. Stober has not during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). Mr. Stober has not during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction which resulted in a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violations with respect to such laws. Mr. Stober is a citizen of the United States of America. -5- Item 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION As of the date hereof, Mr. Stober is deemed to beneficially own 275,000 shares of the Company's Common Stock (which includes warrants to purchase 75,000 shares of Common Stock). The Common Stock is held by the Partnership and Mr. Stober. The shares of Common Stock were purchased in a privately negotiated transaction at an approximate aggregate cost of $400,000. The funds for the purchase of Common Stock and warrants held in the Partnership, of which Mr. Stober is the sole General Partner, came from capital contributions to the Partnership by its general and limited partners. No leverage was used to purchase the Common Stock. Item 4. PURPOSE OF TRANSACTION The Common Stock deemed to be beneficially owned by Mr. Stober and the Partnership was acquired for, and is being held for, investment purposes. Mr. Stober may acquire additional Common Stock, dispose of all or some of the Common Stock from time to time, in each case in open market transactions, block sales or purchases or otherwise, or may continue to hold the Common Stock. Mr. Stober does not have any plan or proposal which relates to, or would result in, any of the actions enumerated in Item 4 of the instructions to Schedule 13D. -6- Item 5. INTEREST IN SECURITIES OF THE ISSUER As of the date hereof, Mr. Stober is deemed to beneficially own 275,000 shares of Common Stock (which includes warrants to purchase 75,000 shares of Common Stock). Based on information provided by the management of the Company (and assuming the warrants are exercised), there are believed to be approximately 5,250,000 shares of the Company's Common Stock outstanding. Therefore, Mr. Stober is deemed to beneficially own approximately 5.2% of the Company's outstanding shares of Common Stock. Mr. Stober has the power to vote, direct the vote, dispose of or direct the disposition of the shares of the Company's Common Stock that he currently is deemed to beneficially own. Item 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER Mr. Stober does not have any contractual arrangement, understanding or relationship with any person with respect to the Common Stock of the Company. Item 7. MATERIAL TO BE FILED AS EXHIBITS Attached hereto as Exhibit A is a description of the transactions in the shares of the Company's Common Stock held in the investment partnership and by Mr. Stober. -7- Signature The undersigned, after reasonable inquiry and to the best of his knowledge and belief, certifies that the information set forth in this statement is true, complete and correct. May 8, 1997 /s/ Harvey Stober ________________________________ Harvey Stober Greystone Partners, L.P. By: /s/ Harvey Stober ________________________________ Harvey Stober General Partner -8- 01758001.AD6 EXHIBIT A Daily Transactions - ____________________ Trade Date Number of Shares Price Per Share Purchased or Sold __________ ________________ _______________ 10/18/96 50,000 $2 12/20/96 150,000 $2 12/20/96 75,000* _____________ * Transaction reflects the receipt of Warrants to purchase 75,000 shares -9- 01758001.AD6 -----END PRIVACY-ENHANCED MESSAGE-----